Do you:

• Cause the purchase or sale of securities...
• For compensation (direct or indirect)...
• On a regular basis?

That is the definition of investment advice. If you're not licensed as a Registered Rep or as an Investment Advisor, you should be very careful about recommending that your clients liquidate a securities account to buy a fixed annuity.

Are you what you say you are?

• Massachusetts Securities Division issued a consent order to a Firm for allegedly allowing its representatives to use unregistered investment advisor services to sell indexed annuities.
• The Tennessee Securities Division took action against financial professionals who recommended liquidating securities positions and using the proceeds to purchase indexed annuities or other products.
• The Texas State Securities Board warned the public to be wary of unlicensed individuals selling securities.
• The Arkansas Insurance Department and the Arkansas Securities Department declare it is unlawful to offer investment advice unless one is registered (licensed)... as an investment advisor representative.

Bottom line... you need to do more than just act as an advisor.
IT'S TIME TO BECOME ONE. Complete the form above for INSTANT ACCESS to The Complete Advisor Comparison Report.

Make the Decision Today. Call 800.407.4137 or complete the form above to become an INDEPENDENT, investment advisor!

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